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In this webinar, we will explore the differences between active and passive investing strategies and how specific theme ETFs would possibly outperform active fund.

Topics: Financial MarketsPassive ManagementActive ManagementInvestment FundsOptionsDerivativesFinancial Regulation

Hosted by CFA Institute


As technology becomes an integral part of more and more aspects of our lives, our understanding of what constitutes a ‘technology company’ is continuing to broaden and evolve. Since 2017, there has been a significant rise in interest in this sector among investors, with the technology segment accounting for a growing share of the Hong Kong market’s traded value and market capitalisation.

This change in the tech landscape is due in significant part to targeted market reforms. HKEX revamped its listing regime in 2018 so as to attract more companies from innovative and ‘new economy’ industry sectors to list in Hong Kong. With this fast-growing interest in technology sector, Hang Seng Indexes Company debuted its 3rd flagship product - Hang Seng TECH Index in July last year. The Index aims to reflect the performance of sizeable technology companies and to facilitate the development of various index-linked products, including derivatives and ETFs.

In this webinar, our speakers will first share about the formation and features of the Hang Seng TECH Index. Given a general perception among investors is that index funds are mainly broad based market indices, we will explore the differences between active and passive investing strategies and how specific theme ETFs would possibly outperform active fund

1 PL

CFA Institute members can claim PL credit by providing their CFA Institute ID number when registering.

About the Speaker(s)

Alan Lok
Alan Lok CFA

Alan Lok is responsible for engaging the growing CFA Institute member societies in Asia Pacific in advocacy work. In his role, Mr Lok works with member societies to advance awareness and adoption of CFA Institute ethics and standards, as well policy positions on financial market integrity issues. This involves outreach to local stakeholders, including the industry, financial regulator, and the public across the APAC markets. Alan also managed thought leadership research projects carried out by societies leaders as well as facilitating their advocacy activities on the Asia-Pacific Research Exchange (ARX) post publication.

Alexander Siu
Alexander Siu CFA

Alexander Siu is presently Co-Head of Equities Product Development team at HKEX. He joined HKEX in June 2012 and is responsible for the equities product strategy and the development and management new equities derivatives products and manages external third party licensing relationships with key partners. Alex has also previously served in Product Development roles for Fixed Income and Currency Development at Hong Kong Exchange and in incubation of China Exchanges Services Company Limited, the joint venture between HKEX, Shanghai Stock Exchange and Shenzhen Stock Exchange. Before joining HKEX, Alexander managed Business Development for Standard & Poor's Equity Research Services based in Hong Kong from May 2011. Alex led the development of Asia Equity Research Product strategy to align the organization's research offering with client demands. Alex is a CFA Charterholder and holds a Bachelor of Commerce from the University of Toronto, Canada.

Ethan Chan
Ethan Chan CFA

Ethan joined Hang Seng Investment Management Limited (“HSVM”) in 2018 and is responsible for managing ETF and index funds. He is the lead manager of Hang Seng FTSE China 50 Index ETF (2838.HK), Hang Seng TECH Index ETF (3032.HK), Hang Seng RMB Gold ETF (83168.HK), Hang Seng China New Economy Index Fund, Hang Seng China Index Fund and Hang Seng MidCap Index Fund. Ethan has more than 10 years of experience in the financial industry and specializes in quantitative modeling for portfolio construction and optimization. Prior to joining HSVM, Ethan worked as an ETF Portfolio Manager for E Fund Management (Hong Kong) Co., Limited, where he was responsible for managing equity ETF as well as leveraged and inverse products. The fund managed by Ethan was awarded Best Tracking Error Award from HKCAMA-Bloomberg Offshore China Fund Awards, 2017. Ethan received a Bachelor degree in Financial Engineering from the Chinese University of Hong Kong and is a CFA charterholder.

Gary Chiu
Gary Chiu

Gary Chiu works as the Senior Research Manager at Hang Seng Indexes Company Limited ("Hang Seng Indexes Company"). His role is to build Hang Seng Indexes Company's leading position among professional investors through insightful sharing. He has 20 years' experience as Research Analyst covering power utilities, renewables and infrastructure sectors in Asia-Pacific during 1996-2016, and 4 years' experience as an Investor Relations Director in a listed company in 2016-2020 before joining Hang Seng Indexes Company.