Assistant Professor, National University of Singapore

I am an assistant professor of finance at the National University of Singapore. I completed my PhD in Finance at the University of Chicago Booth School of Business in 2017. Before that, I graduated from the University of Michigan - Ann Arbor in 2012 with a B.S. in Honors Economics, Honors Statistics, and Financial Mathematics with Highest Distinction.

  • Who Should Regulate Investment Advisers?

    Ben Charoenwong    Dr Ben Charoenwong, Dr Alan Kwan, Dr Tarik Umar
    04 Dec 2017

    We study the change in a jurisdiction of state and federal investment adviser regulators on investment adviser misconduct in the United States. Compared with advisers who did not experience the re-jurisdiction, we find evidence suggesting that misconduct increased after mid-sized investment advisers were required to switch from SEC to state regulation.