Piotr Zembrowski, CFA
David McDonald, CFA, CIPM, Mary Leung, CFA, Lisa Carroll, Piotr Zembrowski, CFA, Kurt N. Schacht, JD, CFA
13 May 2019
Following the Hayne Royal Commission, CFA Institute and CFA Societies Australia present policy recommendations on best interest duty, conflicted remuneration, independence of financial advice and the industry culture.
This publication qualifies for 1.25 CE credits under the guidelines of the CFA Institute Continuing Education Program. We encourage CFA Institute members to loginto the CE tracking tool to self-document these credits.
Artificial intelligence has the potential to impact the ethical foundations of the investment profession. CFA Institute is seeking input on how its Code of Ethics and Standards might reflect the increased use of the technology.
This article qualifies for 1.0 CE under the guidelines of the CFA Institute Continuing Education Program. We encourage CFA Institute members tologinto the CE tracking tool to self-document these credits.